Archived press releases detailing news and updates regarding securities enforcement cases and advisories
New Hampshire Bureau of Securities Regulation Files Action to Stop Fraudulent and Unlicensed Activity of Former New London-based Investment Advisor
CONCORD, NH (April 29, 2022) The New Hampshire Secretary of State, Bureau of Securities Regulation, has submitted a staff petition and been granted an order for emergency relief against Thomas M. Chad...
Posted: April 29, 2022
CONCORD, NH (March 4, 2022) – Today, Secretary of State David Scanlan announced a settlement between the New Hampshire Bureau of Securities Regulation, a bureau within the Secretary of State’s Office,...
Posted: March 04, 2022
CONCORD, NH (December 20, 2021) – Today, the New Hampshire Bureau of Securities Regulation announced a large settlement with RagingBull.com, LLC, Jason Bond, and Jeffrey Bishop (collectively referred ...
Posted: December 20, 2021
N.H. BUREAU OF SECURITIES REGULATION ALLEGES FRAUD AGAINST RAGINGBULL.COM AN INTERNET STOCK PICKING SERVICE
CONCORD, NH (December 8, 2020) - The New Hampshire Bureau of Securities Regulation has filed a civil fraud action against RagingBull.com, LLC (“RagingBull”), whose principal office address is L...
Posted: December 08, 2020
CONCORD, NH (December 7th, 2020) -Today, the New Hampshire Bureau of Securities Regulation settled its case against New York-based broker-dealer Merrill Lynch and its agent Charles Kenahan instituting...
Posted: December 07, 2020
CONCORD, NH (August 4, 2020) - The New Hampshire Bureau of Securities Regulation announced today that it has partially settled its enforcement matter related to Dain F. Stokes who solicited for...
Posted: August 04, 2020